Senior Compliance Manager, Global Bank

London, full time with flex
Reference: A/10281

 

  • To partner with the business to ensure the bank meets UK regulatory obligations and has controls to ensure regulatory compliance
  • Support Head of Compliance in maintenance of compliance frameworks
  • Act as regulatory compliance subject matter expert for wholesale banking and financial markets trading floor activity with particular expertise in SYSC, SMCR/FIT, COBS, MARK, MIFID/MIFIR, EMIR, PROD, FEES, TC
  • Acts as subject matter expert in GDPR data protection/privacy matters, including performance of DPIAs, responding to Subject Access Requests and Data Subject rights requests
  • Compliance monitoring and testing, periodic reporting, setting policies and procedures, investigating internal issues/incidents, communicating with regulators, produce and provide staff training

Requires

  • Significant experience in wholesale banking, with a high level understanding of UK/EU conduct and prudential requirements
  • Extensive compliance experience obtained within a regulatory, consultant, or equivalent financial services firm
  • High level of IT competence with good understanding of trading/wholesale business systems preferred
  • Full understanding of applicable regulatory requirements in relevant jurisdictions

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