Regional Business Audit Manager, VP

Global Investment Bank, full time with flex
Reference: A/12770
  • The role is conducting internal audits of all business areas across the Wholesale Division and Asset Management in EMEA, reporting to the Global Portfolio Director for Operations, Technology and Finance.
  • Taking primary responsibility for audit planning, fieldwork, and reporting findings and agreeing action plans with key auditees.
  • Continuous Monitoring of Wholesale Division, including maintaining relationships with key auditees and evaluating any changes in the risk profile of the departments which might result in a change in the audit plan, risk assessments or audit universe.


  • A strong background and experience of auditing business processes in a major financial institution with knowledge of Wholesale Operations, Client Assets, Know Your Client processes and/or Transaction Reporting.
  • Prior experience of data driven auditing or a keen interest in developing skills in this area.
  • Ability to forge strong relationships with senior auditees and influence control initiatives.
  • Strong analytical skills with the ability to identify key risks and formulate audit plans.
  • Sound judgement on the criticality and impact of issues raised.
  • Experience of running regional projects.
  • Experience in coaching and managing audit teams – developing individuals and performing appraisals.

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